Michal Kulas

Fully accountable for managing a team of 4 + FTE’s
Driving transition for QA control function - process bulid from scratch.
Working closely with onshore partners, system developers, MO, aiming to design and build quality assurance process control function for transactional reporting to FCA.
Supervising completeness accuracy and timeliness analyzes of the UBS IB transactional reporting activates for OTC/Listed products to FCA
Designing SLA/KPI
Fully accountable for mid/end year employees performance reviews accordingly to set goals
Driving process improvement incentives based on VBA automation

Fully accountable for managing a team of 5 FTE’s (administrators and senior administrators)
Verification of the trade set up process for assigned funds in order to provide final sign off for the clients NAV valuation
Creating a balanced work load within the team structure as a whole by anticipating possible business interruptions and planning daily tasks ahead to deadlines.
Overseeing process improvement initiatives
Performing mid/end year employees performance reviews accordingly to set goals
Ensuring compliance with all internal policies, department guidelines, and regulatory requirements. Responding to audit queries

Daily PnL reconciliation for EMG markets.
Daily Cash flows attribution in order to be fed into general ledger account structure correctly
Month end tasks.
Covering the line of products including, Fx's, Credits, Interests Rates.
Liaison with business control, middle, front and back office in order to understand and clear balance sheet; PnL breaks

Surveillance of the firm's investment banking trading activities in the field of Equities, Fixed Income, Asset Management
Liaison with other compliance officers, traders regarding specific firm transactions and potential violations of firm policies as well as authority regulations
Responding to regulatory inquiries and internal audit requests
Managing multiple, deadline-oriented tasks in a fast-paced environment.
Control of traders daily trading activity in order to prevent against illegal market behavior

Business support service to the onshore UBS Investment Banking Division globally, focusing mainly on analysis of the Master Agreements such as ISDA, CSA, SLB
Reviewing analyze OTC related market standard agreements to ensure that core attributes are captured in these agreements and archived correctly in the systems.
Responding to the internal clients queries globally by providing legal advice on the contractual provisions
Surveillance of the firm non US entities trading activity on US markets from AML perspective. Checks against 15a-6 regulation requirements.

Delivering a wide range of account servicing.
Preparing relevant documentation of payments and keeping the record of all transactions
Advising over Bank’s products and services such as current and saving accounts, loans, mortgages, handling fraud matters Reporting any suspicious activity on accounts to Anti-Money Laundering Team
Responding to customers queries. Handling complaints, resolving when possible at branch level or escalating further
Income contribution through quality sales and lead generation.