пропозиції роботи
Marta Graczyk
Specjalista do spraw Compliance
Londyn,
zagranica
Dołącz do GoldenLine i obejrzyj pełny profil tej użytkowniczki
Zobacz pełny profil
Doświadczenie zawodowe
Compliance Associate
TD Securities
Ongoing support of Compliance Management
Monitoring and maintaining Compliance Framework and Program (for e.g. monthly compliance reports, managing and reporting potential or material breaches, monitoring and reporting on the Compliance Risk Management and Monitoring Framework);
Conducting reviews in accordance with the Compliance Review Schedule (for e.g. Risk Self Assessment Questionnaires, Employee Acknowledgement of Obligations, relevant registers and databases);
Fostering internal relationships and responding to any queries or requests as directed;
Various/ad hoc Compliance projects;
Assist in preparation & delivery of staff training;
Personal account dealing monitoring, approvals and review;
Firewalls management;
FSA staff registrations;
Completing and submitting non-financial returns;
Financial promotions reviews;
Rule change assessment.
Monitoring and maintaining Compliance Framework and Program (for e.g. monthly compliance reports, managing and reporting potential or material breaches, monitoring and reporting on the Compliance Risk Management and Monitoring Framework);
Conducting reviews in accordance with the Compliance Review Schedule (for e.g. Risk Self Assessment Questionnaires, Employee Acknowledgement of Obligations, relevant registers and databases);
Fostering internal relationships and responding to any queries or requests as directed;
Various/ad hoc Compliance projects;
Assist in preparation & delivery of staff training;
Personal account dealing monitoring, approvals and review;
Firewalls management;
FSA staff registrations;
Completing and submitting non-financial returns;
Financial promotions reviews;
Rule change assessment.
Edukacja
Zarzadzanie i Marketing, magisterskie
Uniwersytet Mikołaja Kopernika w Toruniu
Grupy
Uniwersytet Mikołaja Kopernika
UMK jest liderem wśród uczelni Polski Północnej m.in. pod względem potencjału naukowego i liczby studentów (25 tys.). To także największy pracodawca w regionie.
