пропозиції роботи
Łukasz Binkowski
Makler Papierów Wartościowych nr 2442
Wrocław,
dolnośląskie
Dołącz do GoldenLine i obejrzyj pełny profil tego użytkownika
Zobacz pełny profil
Umiejętności
Inwestycje Alternatywne
Rynki kapitałowe
podatność
Corporate Finance
Equity Valuation
Analiza finansowa
Inwestycje
Microsoft Office
Przywództwo w zespole
VBA
Języki
polski
ojczysty
angielski
biegły
niemiecki
podstawowy
Doświadczenie zawodowe
Junior Specialist in Trade Surveillance
Main responsibilities involve:
• Monitoring and analyzing the bank’s trading activities on the leading exchanges globally (e.g. NYSE, LSE, Euronext, TSE, HKE, TWSE) across all asset classes
• Conducting reviews of transactions/trade surveillance reports to detect potentially abusive trading activities (i.e. market misconduct, market manipulation or unfair treatment of clients)
• Investigating potential incidents of violation of specific local regulatory requirements or exchange rules and escalating to proper instances
• Building and maintaining strong relationships with various stakeholders around the globe (e.g. Front Offices, Compliance Departments, Traders), supporting the deployment of activities and contributing to the development and reputation of the team
• Identifying risks and contributing to the efficiency and effectiveness of existing surveillance routines as well as to the development of new routines
• Promoting awareness of applicable regulatory standards, up streaming risks and industry best practice across the business and relevant support areas
• Acting as a liaison with internal control groups on compliance-related issues and responding to audit requests
• Maintaining manuals and procedures relating to the trade surveillance program
• Monitoring and analyzing the bank’s trading activities on the leading exchanges globally (e.g. NYSE, LSE, Euronext, TSE, HKE, TWSE) across all asset classes
• Conducting reviews of transactions/trade surveillance reports to detect potentially abusive trading activities (i.e. market misconduct, market manipulation or unfair treatment of clients)
• Investigating potential incidents of violation of specific local regulatory requirements or exchange rules and escalating to proper instances
• Building and maintaining strong relationships with various stakeholders around the globe (e.g. Front Offices, Compliance Departments, Traders), supporting the deployment of activities and contributing to the development and reputation of the team
• Identifying risks and contributing to the efficiency and effectiveness of existing surveillance routines as well as to the development of new routines
• Promoting awareness of applicable regulatory standards, up streaming risks and industry best practice across the business and relevant support areas
• Acting as a liaison with internal control groups on compliance-related issues and responding to audit requests
• Maintaining manuals and procedures relating to the trade surveillance program
Szkolenia i kursy
Licencja Maklera Papierów Wartościowych nr 2442
Uprawnienia do zasiadania w radach nadzorczych spółek Skarbu Państwa
Uprawnienia do zasiadania w radach nadzorczych spółek Skarbu Państwa
Edukacja
Przedsiębiorczość, MBA
Wyższa Szkoła Handlu i Prawa im. Ryszarda Łazarskiego w Warszawie
Finanse i Rachunkowość, magisterskie
Uniwersytet Ekonomiczny we Wrocławiu
Ekonomia, licencjackie
Uniwersytet Ekonomiczny we Wrocławiu
Specjalizacje
Bankowość
Bankowość inwestycyjna
Finanse/Ekonomia
Rynki kapitałowe
Zainteresowania
Piłka nożna
Podróże
Kino
Podróże
Kino
Inne
Bardzo Dobra znajomość pakietu Microsoft Office (Word, Excel, PowerPoint, Outlook)
Podstawowa znajomość języka VBA
Prawo jazdy kat. B
Podstawowa znajomość języka VBA
Prawo jazdy kat. B
Grupy
